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Overview of the Work of the Investigative Task Force 1997-1998

Andrew Brandt ITF Secretary and President, Regional Orchestra Players’ Association
(Used By Permission)

The Creation of the ITF

The idea for an Investigative Task Force was first discussed during the 1997 AFM Convention in Las Vegas, while members of the Players’ Conferences (who had been active in the Restructure Committee formed a few months earlier) watched as virtually all the reform legislation they were backing either went down to defeat or was simply not brought forth to the floor of the Convention for a direct vote. Robert Levine, Dennis Dreith and I agreed that there was great need for further study on ways to improve the American Federation of Musicians’ structure, make it more responsive to members, and explore new ways of doing business.

Between the Convention and the various annual players’ meetings in August, we agreed to submit proposals to all of our conferences to create a task force to investigate the current structure and business of the Federation and study ways of reorganizing and restructuring our union. The series of meetings was financed by the players’ conferences with the assistance of some of the participating Locals. We also agreed to have a Unity Conference in 1998, including ICSOM, OCSM, ROPA and the RMA. By the end of 1997, the Theater Musicians Association was given official conference status in the AFM and it was invited to participate in both the Task Force and the Unity Conference. Its officers accepted both invitations.

Early in the development of the ITF, we agreed that we wanted to have input from different segments of the AFM, not just the players’ conferences. Bill Moriarity, president of Local 802 in New York City, was an obvious choice since he had been advocating restructure of the Federation for several years. Richard Totusek, Treasurer of Local 47 in Los Angeles, was also an obvious choice for his encyclopedic knowledge of the AFM Bylaws, his experience working closely with all four players’ conferences, and the fact that he had chaired the committee which created the Roehl Report. These people gathered with Robert Levine, Chairman of ICSOM; Beverley Spotton, President of OCSM; Dennis Dreith, President of the RMA; and Andrew Brandt, President of ROPA in our first meetings in September, 1997.

At that meeting we considered a long list of potential additions to the committee. Although all the names we considered would have made worthwhile additions, we finally selected three more AFM Local officers to invite to participate: Denise Westby, President of Local 99 in Portland, Oregon, because of her knowledge of mid-sized Locals, her interest in PR development for the AFM, and some of the innovative programs her Local had implemented; Paul Sharpe, President of Local 279 in London, Ontario, and Chairperson of the AFM Southwest Region in Ontario, the only fully developed regional structure within the AFM; and Jimmy Nixon, President of Local 105 in Spokane, Washington, for his knowledge of the problems of small, isolated Locals and because of his outspoken representation of rock and other freelance musicians within the Federation.

The TMA was eventually represented by its Vice-President, Art Linsner, of Chicago. OCSM was represented by its 2nd Vice-President, Jim Ewen. The Task Force was also generously assisted by legal counsel Lennie Leibowitz who made available his font of wisdom as advisor to ICSOM, the AFM, and the SSD, as well as his experience with many orchestra negotiations and many other labor unions. Meetings were designed to have five players’ conference representatives and five Local officers, whenever possible.

Although formed by the players’ conferences, neither the meetings nor the agendas were controlled by the PCC (the Players’ Conference Council, i.e. the leaders of all five conferences). Richard Totusek was elected Chair of the Task Force with Andrew Brandt as Secretary. All people present at our meetings participated fully, explained their experiences, argued their points of view, and were fully engaged in our work; they were all conscientious participants.

One of the first things the Task Force needed to do before making changes to the AFM was to learn how the AFM was currently organized and to compare that to other unions. Also, various structures proposed for our Federation in the past were revisited. We asked questions: Why was the AFM structured the way it was when it started, and what changes had it already made during its history? If we were forming a brand new union of musicians for the United States and Canada today, how would it look different?

A Brief History of the AFM

It is worthwhile to look at the structure of the Federation and the business of music-making in its early years. The AFM was formed as a unifying structure for a large number of small and large local unions in 1897. The music markets that these Locals served were primarily public theaters and community bands. (The major symphony orchestras were not unionized until several decades later.) Most musicians lived and worked locally. Telephones were rare. The phonograph and radio hadn’t been invented yet. Members were more likely to travel by train or carriage rather than automobiles. Communications between Locals were rare, each one working in isolation from the others. Musicians banded together, organized themselves in the various theaters, and set minimum scales for their work. It is certainly from this era that the concept of “local autonomy” was formed and formalized within the AFM Constitution and Bylaws. Nevertheless, there must have been problems with competition between Locals and a need for more communications and coordination of policies or else they would not have formed a Federation in the first place.

Change in the music markets of the U.S. and Canada was not long in coming. The development of silent movies quickly created an entirely new industry for hiring musicians. This market was just as quickly killed with the creation of “talkies” in the 1920s. The invention of the phonograph and the radio also created new markets and new challenges for organizing musicians. The rise of the network radio broadcast (and, much later, TV, cable and satellite networks) and national and international recording companies made it difficult for Locals to negotiate media contracts. The corporations could simply shop around for a Local which would give them the lowest rate, or even go to another country with lower recording costs. It took all the considerable persuasive and political power of James Caesar Petrillo, President of the AFM in the 1940s and 50s, and two national strikes to get the recording industry to finally sign national (and later international) agreements. Similar battles were also fought with movie producers. Petrillo also negotiated the creation of the Music Performance Trust Funds, which eventually became the largest employer of live music in North America. Petrillo also finished the organization of all the major symphony orchestras in the U.S.

With all these changes, however, rank and file did not always see improvements in wages and working conditions. Nor were they directly represented in negotiations with employers. Not only weren’t there rank and file participants in the major national negotiations, they weren’t permitted to participate in local orchestra negotiations and weren’t allowed to vote to ratify (or turn down) those contracts when they were negotiated. A Local officer, usually the President, would sit down with the head of the orchestra’s board of directors, write a new 2 or 3 page contract (perhaps with a convivial bottle of whiskey near by), and presented the result to the orchestra members as a fait accompli. Those who dared to object to the low wages or bad working conditions were threatened with expulsion from the union. In those days, before the Taft-Hartley Act, right-to-work laws, and Duty of Fair Representation lawsuits, dismissal from the union meant you couldn’t work in the music industry.

To make a long story short, there was a revolt of the recording musicians in Los Angeles which created The Musicians Guild of America. The revolt was the result of a long dispute between Petrillo, who wanted to take recording industry money to use for live music (via MPTF) and recording musicians who wanted the money used for better wages and benefits. It took several years for them to be brought back into the fold with the right to ratify contracts and the creation of the Special Payments Fund.

In the symphony orchestra field, ICSOM was formed to fight for the right to ratify contracts, have player participation in negotiations, the ability to create orchestra committees, and a myriad of other issues.

As late as the 1980s, relations between the leaders of the AFM and the leaders of ICSOM and the RMA were often stormy and contentious. In the meantime, the Organization of Canadian Symphony Musicians eventually evolved out of ICSOM, and ROPA and, later, the TMA were also formed. It wasn’t until the Roehl Report outlined several proposals, approved by the AFM in the late 1980s, that conference leaders had regular communications with the AFM International Executive Board, and were allowed to directly offer legislation and participate in debate at AFM Conventions. The Symphonic Services Division was formed out of the old Symphony Department, and the Electronic Media Service Division was formed from the old Recording Department.

In some respects, the AFM is a much weaker participant in a much more complicated legal world today than in the past. An agreement between the AFM and the National Labor Relations Board in 1978 drastically limited the ability of the AFM to set scales and negotiate with temporary employers, such as nightclubs, theaters, hotels and casual employers. (The AFM also agreed to stop certain practices that had resulted in many lawsuits against it.) Right-to-work laws and court decisions circumscribed how AFM Locals recruited members. Labor law continues to change and, often, restricts the ability of all unions to organize, negotiate and strike (particularly in the U.S., but also in Canada). Meanwhile recording companies have become international conglomerates, digital recording technology makes it even easier to steal musicians’ creative work, and even the Internet makes it easier to pirate recordings which can be broadcast over satellite networks to receivers all around the world. On top of all this, AFM membership has been on a thirty-year decline.

Even with all these changes, the AFM is organized basically the same way that it was created 100 years ago. Would we create the the same union if we were starting from scratch today? Probably not. Today, recording contracts are negotiated with media conglomerates on a national level. Symphony orchestras are often the only major collective bargaining agreements negotiated locally and are also the major source of regular full-time work in the Federation for a single employer. Theater musicians are fighting to be re-recognized in many theaters and touring companies. Concerts by community bands, once the norm for unionized musicians, are now rare except for those sponsored by the RIMPTF. In fact, some of our smaller Locals would not exist except for the annual subsidy from the RIMPTF to employ musicians.

So if even if we were to start our union over from scratch, there is no consensus on how we would create a new union today. Possibly there would be a national or international trade division for recording musicians and one for symphonic services as well. Perhaps other divisions for theater musicians and other work, too. Would there be Locals? Possibly only in the major markets. We are not creating a union from scratch, however, so our current vision is limited to changes of the existing AFM Bylaws, the “Bylaws of Reality”, and political realities of the next several AFM Conventions and the current leadership.

Organize or Die!

So what do we want the AFM to do? What should any union do? At our first plenary meeting in February the ITF was assisted by Don Spatz, an instructor from the Meany Center, who pointed out that the primary functions of any union are: to represent workers collectively, to bargain collectively, finalize contracts and then administer them, to organize those who are not covered under collective bargaining agreements, and to create an environment which makes all those tasks possible. (It should be noted that Mr. Spatz did not engage in stating what the AFM should be. Consistent with the work of the Meany Center, he assiduously avoided telling us or the AFM what to do.)

The ITF agreed that organizing for collective action is the primary function of a union. (In fact, the AFL-CIO has made organizing workers one of its top priorities.) To borrow terminology from Star Trek, this is our Prime Directive. If we do not organize musicians, negotiate collectively and administer contracts, we are not a union. One of the problems that the AFM faces is that many of its members working in nightclubs and for other temporary employers in the U.S. are unable to bargaining collectively under current law. The ITF feels that changing those laws must be one of the AFM’s top priorities. If it takes a major legislative effort to do so, then we should start preparing for it on a scale unlike any we have ever engaged in in the past.

A priority for all Locals and all AFM members must be to find the money and leadership to implement organizing and political campaigns, funded by the Locals, any new regional structures, and the International Federation. If a Local is not trying to implement the Prime Directive—if it is not trying to organize musicians and negotiate contracts—it is not being an effective Local. Supplying members services, although necessary and desirable, must take a back seat to this priority.

It is impossible for the ITF to emphasize the need for organizing too much. We can summarize it in three simple words: ORGANIZE OR DIE!, because if we do not organize workplaces, we shall surely die as a union. It may be sooner or it may be later, but, without a campaign to organize the unorganized and to negotiate and administer contracts for the organized, we will cease to be a union. This is the basic principal that all our other proposals have to be measured against.

After reading an earlier draft of this report, Jim Ewen reminds us of the distinct organizing problems and opportunities in Canada: “The AFM represents musicians in two countries with similar cultures, but these cultures are not so similar that we can presume to represent our members adequately with a single approach, particularly in regards to Labo(u)r Law. In the United States, the ‘union shop’ is not legal in many states and the AFM has great difficulty organizing many part-time or casual workers. This severely limits those workers’ access to many of the common benefits of union membership, including pension.

“In Canada, however, the organization of part-time workers into bargaining units is completely within the law, and the recently enacted Status of the Artist Act has given to the AFM new (and up-to-now unexplored) powers to represent performing artists in the workplace. The ITF believes that the Canadian Office of the AFM now has the opportunity to achieve sizable gains in status for performers in Canada which are currently not possible to achieve in the present legal environment in the U.S. While continuing to fight for the right to organize U.S. members, the AFM, through its Canadian Office, must aggressively push forward the benefits available to its Canadian members through increased organizational operations. In other words, the AFM should make maximum use of the distinct labo(u)r laws in both countries to achieve our Prime Directive, that of organizing workers.”

As a corollary to this, the ITF wishes to emphasize that it feels that all musicians in all music markets should be represented by the AFM. In some respects, the AFM is several different unions working in many different musical markets. Recording musicians work primarily under contracts negotiated for the entire U.S. and Canada, with some differences for specific national markets (such as special agreements with the CBC in Canada and NPR and PBS in the U.S.). These agreements cover recordings for CDs (the Phono Agreement), for jingles, for motion pictures, for broadcast networks, and other markets. Locals can also negotiate some local recording rates, but the great bulk of work in this industry is covered under international agreements.

Symphonic orchestras, however, are exclusively covered under local CBA’s (except when they record under the international agreements discussed above). Since the creation of ICSOM, OCSM and ROPA and the resulting democratization of that work force, many of our orchestra musicians have working conditions that are the envy of many other musicians around the world, including year-round employment, health benefits, pension plans, and general working conditions. In contrast, touring and theater musicians work from production to production, often not knowing whether or by whom they will be employed from one year to the next. Many casual (for lack of a better word) musicians don’t know whether they’ll be employed from week to week. Because of the temporary nature of their work, they have few benefits and the AFM is currently impotent to negotiate with their employers (except in Canada). For these musicians cash flow is a constant problem; even paying union dues in January can be a problem.

We believe that no other union tries to represent employees in so many diverse workplaces. Also, many of our members cross between these diverse workplaces making recordings, playing under orchestra CBAs, doing casual work, and travelling on tours.

As a result of this diversity of workplaces, the ITF has found it difficult to find models of other unions that apply to all of our workplaces. Other entertainment unions are much smaller and more regionalized by marketplace. None of them tries to represent members in all 50 states.

So should the AFM streamline and stop trying to represent all musicians in all places with tiny local operations and deal exclusively with international conglomerates and major employers? The ITF has concluded that the AFM must continue to be a diverse organization and represent musicians in all workplaces. This is not a casual decision. In fact, the PCC is well aware that if the AFM ever fell apart around them, the players’ conferences could be the core of a new union to replace the ashes of the AFM. (We also noted that in Australia, the symphonic musicians left their union in frustration to join a larger entertainment union.) However, we believe in the principles of unionism and would rather try to save and improve the current organization. If we didn’t believe that, we wouldn’t have formed this Task Force.

With such a diverse workforce, even defining what a “working musician” is is difficult, let alone defining a “full-time working musician.” Although a symphonic musician with a 52-week annual contract and a salary is surely a full-time worker, what is full-time employment for a rock musician, or a recording musician? It often depends on the marketplace. In some markets, a band which works on Fridays, Saturdays and Sundays might be considered to be full-time because that’s all the work that is available in that market. Likewise, a symphonic player who doesn’t work in the summer may be seasonally employed (unemployed part of the year) but received paychecks year round. Is that full-time?

And how do we define an unemployed musician? What about the musician who works a full-time non-musical job and freelances occasionally on the weekend? Is somebody without work retired, seasonally employed, or simply between jobs? With a large percentage of its membership unemployed at any given time, is an unemployed musician a working musician or retired? Salary is no guideline: some of our symphonic musicians work a full-time job to earn less than some recording musicians make as part-time freelancers. Many of our musicians do a variety of jobs in different markets to scrape together a living. The ITF was unable to find a single definition for the “working musician.”

Even if we cannot define a working musician, however, we do recognize that there are many inactive members in the Federation. Many of them retired from the workplace. In many Locals, these inactive musicians are a large majority of the members. These inactive members may often determine the outcome of elections of officers and of convention delegates who, in turn, vote on legislation at the AFM Conventions and for the International Executive Board. In the U.S. and Canada, few other unions can be said to be run so much by inactive members. (This had been a problem for a time, for example, with the Mineworkers union which had been run mostly by its retired members before it reorganized.) Since our International Executive Board members are elected at large during the Convention, they represent no specific constituency. This creates problems in governance.

The ITF proposes a means of addressing that at the International level. However, at the Local level we believe that there should be much greater use of the Inactive Life Membership. This, all by itself, would make the AFM more democratic and more responsive by allowing the union to more completely serve its working members. All of us on the ITF recognize the hard work and sacrifices made by those members who are now retired and/or inactive. (We hope to be like them sometime.) However, the Prime Directive makes it essential that the AFM work hard to represent its working musicians. Encouraging our inactive members to continue their membership in a less-expensive, inactive, non-voting membership should be a priority.

Trade Division

In all discussions about the restructuring of the Federation, the concept of reorganizing our union into trade divisions, like many other unions (such as the Teamsters), regularly comes up. The AFM serves such a wide variety of workplaces that one possible way to reorganize the union is around the various “trades” or types of musical employment. In fact, the beginnings of trade divisions are already in place with the Symphonic Services Division, the Electronic Media Service Division, the Travel and Touring Department, and theater workplaces (such as those represented by the TMA).

In a true trade division structure, contracts would be negotiated by the division. Locals might not be necessary. One problem of instituting a trade division is that many musicians would have to be represented by different divisions for different work (much as they need to join several Locals, currently). There is sentiment among some of the players’ conferences to further pursue this concept, but it is obvious to the entire ITF this would be adamantly opposed at AFM Conventions in the near future. Rather than study the impossible, the committee decided not to propose a formalized trade division.

This decision should not be seen as a repudiation of the current AFM Divisions. In fact, the Task Force believes that these Divisions need to be financed, supported and expanded in order to provide new services. There is great need to expand the SSD and EMSD. Also critical is the need to provide more services for organizing and recruitment, public relations, political activity, touring services and more, coordinated at the Federation level.

Regionalization/District Councils

If not trade division, what? One of the topics that the ITF spent a great deal of time discussing was the creation of some sort of regional structure to assist Locals and to create efficiencies through better management and consolidation of Local duties. In previous studies of this nature, discussion usually centered on having the Federation create regional offices which would have jurisdiction over the Locals—a top-down structure where authority would devolve from the Federation down to the regional office to supervision of the Locals. This type of structure has been viewed as anathema by most Local officers, however, and there was never any serious attempt to implement this plan.

The ITF decided to look at other models of regionalization and spent quite some time investigating the concept of a district council, such as is found in many other unions. There are many different implementations of district councils in the labor movement but, in brief, a district council is a body which serves several locals. Duties vary but, generally, locals consolidate certain tasks to the district council. Officers are either elected directly by the members of the constituent locals or there is a governing body of local officers which hires or elects a manager who oversees the functions of the district office. One of the chief attractions of this approach is that, rather than being created in a top-down fashion, the district council is run from the bottom up. Thus members of locals have direct input in the selection of district officers, and the office is designed to directly serve its locals in a capacity determined by the locals.

The AFM Southwest Region in Ontario has, in effect, been operating as a district council for the past several years. A separate report about that Region by Paul Sharpe is enclosed in this report. The ITF does not see this district council system being imposed throughout the Federation. There are some Locals (such as Dallas/Ft. Worth) which cover such a large geographical jurisdiction that they already function as de facto district councils, but without subdivisions. However, there are regions of the United States with clusters of small Locals that could well benefit from the creation of a district office to supply services to all the musicians in that region.

Specifically, what services would a district council provide to a Local? In one of our subcommittee meetings we created a preliminary list of tasks that might be better handled at a district/regional level:

1. MPTF administration
2. Organizing
3. Support for:
    a. Negotiations
    b. Contract administration
    c. Legal services
4. Communications and public relations
5. Referral services
6. Training (for Local officers and staff as well as for members)
7. Group purchasing power
8. Facilitate standardization of Local scales within districts

There are, of course, other jobs (such as dues collection) that Local officers of some districts might also find advantageous; this list is not all-inclusive.

There are many types of implementations of district councils through the labor movement, and our committee’s investigation is far from exhaustive. We think this concept deserves further study and would encourage Local officers to investigate whether they could also benefit from this type of structure. It does not appear, at this time, that any changes to the AFM Bylaws are required to implement this type of project, so none are suggested herein.

To DIDO or not to DIDO?

The question, of course, comes up on the means to finance the AFM. Before coming to specific suggestions, the committee spent considerable time discussing the philosophy of union finance: What is a fair way to assess dues to finance the various Divisions in the Federation? For the last couple of years, the PCC called upon the AFM to implement the concept of “Dues In — Dues Out” (DIDO—also “Dollar In — Dollar Out”). This was based on the assumption that the AFM would fulfill the promises made by the Blue Ribbon Committee. These promises were largely based on the concept of increasing services to members working under CBAs in exchange for collecting Federation work dues from those members. The PCC proposed the direct allocation of those work dues to the departments serving those members.

In other words, if we expanded the amount of dues coming into the Federation from a particular segment, say, for example, symphony musicians, that money should be used specifically to finance and expand the SSD. Likewise, the Federation itself, at the past several Conventions, has maintained that recording musicians need to pay more in dues to maintain and improve operations of the EMSD. Even at the Local level, it can be argued that our Federation works in DIDO fashion. Each Local assesses its own dues (above Federation annual and work dues) and then spends that money only in its own jurisdiction.

DIDO creates an expectation that if one segment of the Federation increases its financial contribution it should, therefore, expect increased services back in the same proportion. Also, if one segment demands more services, that segment needs to pay extra for them. This philosophy, however, is diametrically opposed to one of the basic tenets of unionism: that all members of a union make equal sacrifice in order to support the entire union. If there is a critical organizing campaign, negotiation, work stoppage or expensive legal battle that affects one segment of our union, it should be seen as a threat to the entire union because, if that one segment loses its battle, then the entire union may be lost. It is the same philosophy stated in the oft-repeated phrase, “An injury to one is an injury to all.” If the AFM is to be a real union, all the members of the AFM need to agree to finance it fairly. In practice, this is not just an intellectual, philosophical debate. It comes right down to the basics of what it means to be a union.

However, if we are to reject the concept of DIDO in one segment of the Federation, such as SSD or EMSD funding, our committee feels that we need to get rid of the concept of DIDO in all parts of the Federation from the Local on up through the International offices. This is not a simple goal. We cannot implement huge increases in per capita payments for the Federation without massive losses in membership in the AFM. Recording musicians, however, pay a higher percentage in work dues than other segments of the Federation. If we simply increased those Federation work dues assessed to those already paying them, there would likely be a revolt in the symphonic musicians, who feel they heavily subsidize other operations of the Federation.

The solution is to create a fair Federation work dues assessment on all our working members. The ITF feels that a much more equitable distribution of the dues burden could be made. Currently many Locals have different work dues rates for different markets, relying on some musicians to subsidize the work of other. Some Locals have even given up on collecting work dues from casual musicians. We believe that all live performers in a Local should pay the same work dues rate regardless of their workplace.

Failing standardization, no segment of a Local’s membership should be allowed to impose a higher rate of dues on another specific segment by numerically dominating a meeting. If a Local needs to raise more money to provide required services to one segment, say symphonic musicians, then all members of the Local should share in at increased assessment. Likewise, symphonic musicians should make the same sacrifice for others to, say, create an organizing campaign for theaters or club musicians. In no case, however, should it be legal for the casual musicians to impose work dues only on symphony players, or vice versa. In the past year, at least one Local has tried to impose this unfair type of assessment. This must not be allowed to continue because it contains the seeds that would ruin our union.

Eliminating the idea of DIDO within the Federation will take political will. That will needs to be built because, at the present time, it does not exist. A long-term education strategy needs to be implemented by the AFM leadership to see that this can be done.

A specific example of the idea of DIDO occurred at the last AFM Convention when it passed legislation saying that when the AFM pursues a legal claim to recover money owed to its members, it may deduct the collection costs from the amount of money collected for its members. Previously, these costs were paid from general dues. The ITF feels that this action needs to be reversed at the next Convention.

Funding the Federation

The Task Force spent time looking at financial reports of the Federation and reviewed the administrative costs of running this union. There is a good news—bad news report. The good news is that we found no corruption or embezzlement of funds in the Federation. Nobody is getting rich from this union. (The standing inside joke has been that if there is corruption in the AFM it is so incredibly inept that nobody’s making any money from it.) The good news continues in that we found no money being funneled into a waste pit of inefficiency or into a huge bureaucracy. The bad news is that the Federation offices in Los Angeles, New York, and Toronto are severely understaffed and underfunded for the work they need to do. The Federation simply needs to provide more services to its members, and that will cost more money.

There is a model for getting AFM members to increase their financial participation in our union. The players’ conferences are such a model. Musicians are not required to join the RMA, the TMA, or the orchestra conferences, but they do and they pay a considerable amount in dues to belong in these organizations. Why? We believe it is because they feel that they get valuable services for their money. The orchestra conferences sponsor annual meetings with training seminars in the basics of unionism; all the conferences increase communication between their members, they provide representation for their members to both the Federation and to their industries. They publish informative newsletters and regularly mail bulletins on changes in their segment of the industry. In addition, they do this largely with a volunteer corps—none of the conferences pay their officers salaries or anything more than expenses plus an occasional honorarium.

With this evidence in hand, it is apparent that AFM members will pay more money to the Federation if the assessment is considered fair and if the members feel that they will receive more services for the money. In fact, we feel that fairness and new services are the keys to any increase in Federation or Local dues. We also believe that the means to increases are not in annual per-capita assessment, but in fair and equitable assessments in work dues. What is a fair and equitable assessment? It is one in which the membership is convinced that the increased money will make their union a better one for representing them in the workplace. It is also one where all working members of the Federation participate, not just those in a few workplaces.

The most obvious and considerable inefficiency we found in the Federation is the cost of keeping our main international headquarters in expensive offices located in New York City. We believe the AFM’s offices should be located in another economically reasonable centralized location that will reduce the cost of running the Federation. Unfortunately, the cost of making such a move (both the cost of moving its physical assets as well as moving its staff, or hiring and training new staff) are very high. The assessments made at the last Convention for beginning this process are but a drop in the bucket towards this cost. The AFM’s been in a Catch-22 for decades: It can’t afford to be where it is, but the Conventions have never appropriated the amount of money necessary to move it into a more economical location and offices. Even if we do move its offices, the AFM does need to maintain a regional (or branch office) presence in the major media cities, New York and Los Angeles in particular. A strengthened Canadian office is also needed to meet the needs and organizing opportunities unique to Canada.

AFM-Wide Cost Accounting

After examining the latest statements from the AFM Secretary-Treasurer’s office and comparing them with earlier reports, it is apparent that the quality of financial reporting at the Federation level is greatly improved. Unfortunately, without access to somebody inside a particular Local, it is impossible to get accurate information about dues collection or expenditures in the various Locals or to extrapolate national figures from that data. In our research on the Federation it was impossible to answer such basic questions as: “How much does the Federation (including its Locals) collect in dues from all its members?” “What is spent on organizing each year?” “What is the cost of collecting dues in the Federation?” Each Local in the Federation has a different accounting system and different system of collecting dues, and there is no standardized accounting system for collecting data (except for Federation per-capita and work dues collection). The Task Force believes there needs to be a consistent accounting system throughout the Federation with accurate reporting of financial data to the Federation. We believe that the AFM can and should provide such an accounting system to its Locals.

Education and Training

The Task Force spent considerable time meeting with AFM President Steve Young and discussing his recent reassignment of duties for the five International Representatives. For the past decade or so, the IR’s (as they are known) have functioned mainly as auditors for the Federation, going from Local to Local to check the books and see if they are following AFM Bylaws. In an initiative just beginning to be implemented this year, the task of the IR’s has been drastically changed. In brief, they are assigned to study problem AFM Locals and make suggestions for changes and new services for them to provide their members. This is supposed to be followed by an intensive period of training for Local officers and a mobilization of the Local’s members to meet these new goals. If the Local is unable or unwilling to make the necessary changes and to improve services, the IR’s have the authority to recommend to the International Executive Board that the Local be merged with another or its charter removed.

The ITF agrees with the concept of these changes. The problems we foresee are ones of manpower and training. It is still not clear to us who will train the trainers. This is a drastic change in the duties of the International Representatives. We hope they are not being thrown into the task without the training to teach others how to do their job. The IR’s need proper instruction on organizing and administrative techniques to accomplish their mandate. Likewise, if the Federation now has only five IR’s (it used to have around 12), is that enough to meet the workload required of them? Training all field staff to assist in this task might be useful. However, these other staff (for example, SSD negotiators) are already overloaded and can hardly afford to spend time in each Local doing additional training and organizing. It is clear that many people in the players’ conferences as well as Local officers will be watching this new initiative intensely.

Staff Interviews

During our investigation, one of our tasks was to interview a large number of the Federation’s staff in its major offices, particularly in New York but also in Los Angeles and Toronto and in the field. Our main report and conclusions based on these interviews will be described in depth elsewhere in this report. These AFM employees gave us many helpful and sincere responses. We were also impressed with the quality of these personnel and with their dedication to their job. The fact that they are quite underpaid and are severely overworked is apparent. In spite of their workload, these employees want more training to do their jobs better and keep up with the changing laws governing the labor movement and our industry.

Each department of the Federation is currently working on its own with little coordination or inter-departmental communication between them. We believe there needs to be a major initiative to create a new cooperative administrative structure in the Federation which encourages departments to work together and even, when needed, create task forces with representatives of the different departments so that specific projects could be coordinated, rather than have departments working at cross purposes. The entire Task Force agrees that many divisions and departments of the Federation need more staff, not less.

Locals

In our mandate to study ideas of trade division and regionalization, the Task Force also took a look at the AFM’s Locals to see how they operate, collectively and individually. There are currently 288 Locals in the Federation. Although the Task Force agrees that this number of Locals is probably not ideal, we were not able to agree on an ideal number of Locals. While some committee members have suggested that a small number of Locals (5 to 20) might be sufficient to run the Federation, others believe that a local, grass-roots presence is needed in every marketplace in the U.S. and Canada. Also, AFM bylaws mandate that all areas of the United States and Canada be served by the Federation. This is in contrast with most other entertainment unions which maintain a presence only in the major cities of the two countries.

The committee believes that each Local of the Federation should be able to provide minimal services to its members. Those services include organizing and recruiting, collective bargaining, administering contracts and support for members. To do all this, a Local requires staff and money. We believe there is a minimum budget required to provide those services. Unfortunately, the Task Force is not able to agree on what number of members is required to provide enough income to fund those services. Even in some of our largest Locals there is often only rudimentary organizing and provision of legal and negotiation services for their members. Certainly Locals with under 300 members will have extreme difficulty in finding ways to fund services to its members.

Also, if the Federation is to be a union representing workers throughout our two countries, we need to change the emphasis of AFM governance from “local autonomy” to one of Local and Federation cooperation. Locals are not franchises, awarded to a specific city in perpetuity, in which the officers and members do as much or as little as they want. Some Locals lose money, others save a considerable amount. Unfortunately, the Locals that are providing services to their members and organizing musicians are often not the ones who are making money. We believe there needs to be much greater cooperation among Locals and more cooperation between Locals and the International office. Such cooperation could lead to the formation of regional offices to support our Locals which, in turn, may create a climate of incentives for mergers of Locals.

Our Officers and Leaders

One of the refrains that our committee heard over and over again from staff and members of the AFM was some variation on the phrase: “We desperately need three things: leadership, leadership, leadership.” The Federation needs to find and train its leaders for all levels of its organization, but most critically for its Locals. The job of a Local officer is not an easy one. He or she must be an administrator, an office manager, a recruiter, an organizer, a negotiator, a conciliator, a cheerleader, a lawyer (or nearly so), and a leader. In our Locals, these leaders almost always come from the rank and file, and the music business is not one which always trains its musicians in the business and administrative tasks that a Local officer must do. Our largest Locals are fortunate to have the financial resources to hire professionals to handle many of these tasks. Usually these professionals come from the rank and file. However, many in the Task Force believe that, in some cases, a local should look outside the membership when it comes to hiring organizers or other professionals. If we expect musical employers to hire union musicians because they are the best in our profession, isn’t it also consistent to hire the best professionals from outside the music business when we look for business managers and the like? This is not to say that some musicians cannot do these jobs and do them well. However, a trained specialist can sometimes learn the music business and the Local’s needs faster than a musician can learn the skills of office administration and the various other tasks called upon him.

The need for competency and education for our Local officers, in particular, is so great in our union that we believe there needs to be a concerted effort to find new ways to educate our officers. We strongly believe that Local officers should be required to participate in annual training programs in basic union concepts, e.g., labor law, contract administration and organizing. The AFM, in turn, must exercise a leadership role in providing this training. In fact, the failure of a Local officer to engage in such training should be grounds for removal from office. We believe the most effective way to provide such training is through the already existing regional conferences, to which Locals are already required to send delegates to on an annual basis. The Northwest Conference, in particular, has been a leader in providing useful and meaningful training for its participants. Although it is not perfect, the Northwest Conference is an example that others would do well to emulate. The Federation, in turn, can assist in finding effective teachers for these sessions. Many of them may already exist in its staff.

Local Domination by Employers

There is another grave problem in the Locals of our Federation. Too many of the boards of our Locals are dominated by employers of musicians. The problem is so bad that, if other unions were to emulate some of our Locals, you might find the equivalent of the presidents of Ford or Chrysler on the Local boards of UAW Locals; or airline executives running Locals of flight attendants. Even if all the current AFM Bylaws were scrupulously followed, and these board members were conscientious about recusing themselves when there was a conflict of interest, you would still find problems within many of our Local boards. There isn’t space in this report to include all the reports of abuse and conflict of interest that come to us, let alone the even greater potential for other conflicts of interest that exist. A few Locals, in particular Local 802 in New York City, have their own bylaws to prevent employers from serving on their board. In fact, Local 802 goes so far that anybody serving on their board cannot even become a leader of a group (except a one-person act) during their tenure in office. The Task Force does realize, though, that in many Locals, if you remove all the leaders from participation, there would be nobody left to run the Local.

There has been some recent progress in eliminating employer dominance. In 1995, at the urging of the players’ conferences, the AFM changed its bylaws to prohibit personnel managers from attending membership meetings where their presence might intimidate discussions by those members hired by the personnel manager.

We need to extend protection to all members of the Federation. Specifically, people who serve on the executive board of a Local should not be allowed to function as a personnel manager or contractor of musical organizations (i.e. anybody who has control over hiring and/or firing musicians). Neither should booking agents or anybody who hires musicians on the direction of an employer.

Less clear, however, is the status of a “leader.” Most AFM contracts require that there be a musician designated as leader for that job (recording, casual, etc.) In many cases, this is mainly a scale classification—the leader has no control over the hiring or firing of musicians and does not set wages and working conditions. Although Local 802 excludes these people from participation in their Local’s Board of Directors, that restriction is not practical in many AFM Locals.

The ITF believes that, in most Locals, leaders should be allowed to serve in Local office only if they perform in their own groups in mainly cooperative ensembles (flute duos, woodwind quintets and rock groups come to mind). However, when a leader crosses the line into becoming an employer who functions as a personnel manager or regularly hires and fires musicians, we feel that person should not serve on a Local board.

Conference Representative Board

Earlier in this report we noted that, due to the system of electing Federation officers by Local officers at the biennial convention, there is no body at the highest level of the Federation that directly represents the working members or any particular region of the Federation (except the Vice President from Canada). Although the International Executive Board is elected to represent all the members of the Federation, they are accountable only to the delegates of the Convention.

The ITF therefore proposes that the AFM create a new representative body at the Federation level. This Conference Representative Board (CRB) would consist of one representative elected by each of the official player conferences (currently five). In addition, the Federation would be divided into the same number of regions (Canada would be one region with the U.S. divided into the other regions) and an additional representative would be elected by the regional conferences within each of those subdivisions. The number of player conference representatives and regional conference representatives would be balanced. Therefore, if the AFM were to create a sixth player conference, then a sixth regional position would also be created to serve on the CRB.

Although the IEB would remain the chief executive body of the AFM, the CRB would provide a system of checks and balances (much as you find in all the world’s major democratic bodies, such as the Senate and House of Representatives in the U.S., or the Houses of Parliament in Britain and elsewhere). Jurisdiction of the CRB would be limited to approval of all budget items and decisions affecting the departments which oversee Federation functions related to the players’ conferences (the Symphonic Services Division, the Electronic Media Service Division, the Travel and Touring Departments, and Organizing and Recruiting). The CRB would take over the duties of the Financial Oversight Committee created at the last Convention. The CRB would NOT have jurisdiction to hear cases brought before the IEB or replace other IEB functions. The goal is to have each member of the CRB directly accountable to his or her own constituency.

Conclusion

It is clear that if the players’ conferences had wanted to make a quick and dirty study of the Federation and make just a few clear, concise recommendations to our conferences, we could easily have done so among ourselves. However, the Players’ Conference Council chose a more difficult task for our Task Force: to bring together representatives of diverse factions of the Federation, meet together for some half dozen meetings, bring in experts in various aspects of unionism, interview AFM members and staffers, study alternative structures found in other unions, and try to bring all this information together in a report, all under rather severe time constraints for this type of project. Coming to a consensus on a wide variety of issues facing the Federation and putting together this report was not easy. Our Task Force, in many respects, was a microcosm of the Federation itself. In some cases consensus was not possible. However, the members of the Task Force continued to show respect for each other even when these differences arose and continued to work together.

The major recommendations of the Task Force are given elsewhere in this report. My (Andrew Brandt’s) job was to prepare a summary of the Task Force’s activities and findings for the year. I leave it to others to continue to discuss their particular areas of expertise or interest in this report. Finally, let me express my profound respect and gratitude to all the members of the Task Force for a difficult job done professionally, with respect, and with an abiding sense of obligation and duty towards creating a better AFM to serve all our members.

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